Sharon E. Frey, M.D., Frances K. Newman, M.S., John Cruz,
B.S., W. Brian Shelton, Ph.D., Janice M. Tennant, M.P.H., Tamara Polach, B.S.,
Alan L. Rothman, M.D., Jeffrey S. Kennedy, M.D., Mark Wolff, Ph.D., Robert B.
Belshe, M.D., and Francis A. Ennis, M.D.
Background We conducted a double-blind,
randomized trial ofthree dilutions of vaccinia virus vaccine in
previously unimmunizedadults in order to assess the clinical success
rates, humoralresponses, and virus-specific activity of cytotoxic T
cellsand interferon-producing
T cells.
Methods Sixty healthy adults were inoculated intradermally bybifurcated needle with undiluted vaccine (dose, 107.8
plaque-formingunits [pfu] per milliliter), a 1:10 dilution (dose, 106.5
pfuper milliliter), or a 1:100 dilution (dose, 105.0 pfu
per milliliter);there were 20 subjects in each group. The subjects
were monitoredwith respect to vesicle formation (an indicator of
successfulvaccination), the viral titer at the time of peak lesion
formation,antiviral antibodies, and cellular immune responses.
Results A vaccinia vesicle developed in 19 of the 20 subjectswho received undiluted vaccine (95 percent), 14 of the 20 who
received the 1:10 dilution (70 percent), and 3 of the 20 whoreceived
the 1:100 dilution (15 percent). One month after vaccination,34 of
36 subjects with vesicles had antibody responses, as comparedwith
only 1 of 24 subjects without clinical evidence of vacciniavirus
replication. Vigorous cytotoxic T-cell and interferon-responses occurred in 94 percent of subjects with vesicles,and
a cytotoxic T-cell response occurred in only one subjectwithout a
vesicle.
Conclusions The vaccinia virus vaccine (which was produced in1982 or earlier) still has substantial potency when administeredby a bifurcated needle to previously unvaccinated adults. Dilutingthe vaccine reduces the rate of successful vaccination. The
development of vesicular skin lesions after vaccination correlates
with the induction of the antibody and T-cell responses thatare
considered essential for clearing vaccinia virus infections.
Smallpox vaccine (vaccinia virus) is highly effective in immunizingagainst smallpox and can prevent disease when given as lateas
two to three days after exposure.1 A comprehensive
publichealth program coupled with vaccination enabled the World
HealthAssembly to declare the world free of smallpox in 1980.2
Generaluse of the vaccine in the United States ended in 1972.
Currently,less than half the world's population has been exposed
eitherto smallpox (variola virus) or to the vaccine.3
This fact promptedseveral government and world health authorities to
warn aboutthe serious threat of smallpox as a biologic weapon.3,4
Theprobability of a release of smallpox is not known, but the effectcould be catastrophic in an unimmunized population.5
The immune responses required to protect a person from smallpox
after vaccination are not completely understood. Inadvertent
vaccination resulted in severe complications and death fromvaccinia
in children with a T-cell deficiency and an adult withundiagnosed
infection with human immunodeficiency virus type1 (HIV-1) but not in
children with agammaglobulinemia.6,7,8Therefore, detailed analyses of T-cell responses in additionto
antibody responses after vaccination may improve our understandingof
the effects of dilution on the immunogenicity of vacciniavirus
vaccine.
The last lots of vaccinia vaccine manufactured in the United
States, in 1982, were produced by the classic method involving
scarification of calves followed by collection of vaccinia virusfrom
draining calf lymph. Concern about contamination with bacteriaor
other agents from bovines makes further use of this method
unfeasible. The lyophilized vaccine, which is stored at theCenters
for Disease Control and Prevention (CDC) in Atlanta,contains
approximately 108 pock-forming units per milliliter.
Supplies of lyophilized vaccine in the United States consistof an
estimated 15 million doses. In addition, 70 to 90 milliondoses of
frozen liquid-formulation smallpox vaccine have beenidentified in
long-term storage by a vaccine manufacturer (Aventis,Swiftwater,
Pa.); the U.S. government is reportedly negotiatingto acquire this
vaccine. Efforts are under way to develop atissue-culturederived
vaccinia virus vaccine.9 In theinterim,
we evaluated the available vaccine to determine whetherdilution
altered the rate of successful viral replication atthe inoculation
site and immune responses.
Methods
Vaccine
The vaccine (Dryvax, Wyeth Laboratories, Marietta, Pa.; lotno.
4998391 [titer, 107.7 plaque-forming units, or pfu, per
milliliter] and lot no. 4008257 [titer, 107.8 pfu per milliliter])and diluent were provided by the CDC. The vaccine is a lyophilizedproduct prepared from calf lymph. The diluent contains 50 percentglycerin, 0.25 percent phenol, and 0.005 percent brilliant greendye in water. The vaccine was reconstituted on the day of administrationaccording to the package insert. The undiluted vaccine was seriallydiluted with diluent. Coded vials were stored at 4°C untiluse.
Because the vaccine was highly viscous and difficult tomanipulate,
viral titers were determined in each of the 19 vialsprepared, as
described previously.10 Titers are expressed asthe number of plaque-forming units per milliliter.
Study Design and Subjects
The study was a randomized, double-blind trial conducted atthe
National Institute of Allergy and Infectious Diseases Vaccineand
Treatment Evaluation Unit in St. Louis. The protocol wasapproved by
the institutional review board of Saint Louis University.All
subjects provided written informed consent and were enrolledbetween
April 2000 and October 2000. Long-term follow-up toassess the
duration of immune responses is ongoing.
Healthy adults 18 to 30 years of age were eligible if they hadno
vaccination scar; no history of vaccinia virus vaccination;normal
renal and hepatic serum chemical values; negative testsfor hepatitis
B surface antigen, hepatitis C virus antibody,and rapid plasma
reagin; and a negative HIV-1 enzyme-linkedimmunosorbent assay
(ELISA). Exclusion criteria included thecontraindications against
vaccination noted in the package insert(pregnancy, immunosuppression,
and eczema), a history of vaccinationwith live attenuated virus
within 60 days before the study,the receipt of blood products or
immune globulin within 6 monthsbefore the study, and household
contact, sexual contact, oroccupational exposure to pregnant women,
immunosuppressed persons,persons with eczema, or infants less than
12 months of age.
A total of 60 subjects were enrolled and were randomly assignedto
receive undiluted vaccine, a 1:10 dilution of vaccine, ora 1:100
dilution of vaccine. Twenty subjects were enrolled ineach group.
Group assignment was revealed to the subjects afterday 45.
Laboratory personnel remained unaware of treatment assignmentsuntil
all assays were completed. Subjects were inoculated byscarification:
a bifurcated needle that held a drop of vaccinewas pressed 15 times
into the skin of the upper arm. Vaccinationsites were covered with
folded gauze and a semipermeable adhesivemembrane (Tegaderm, 3M
Health Care, St. Paul, Minn.) to avoidautoinoculation or exposure of
personal contacts. Dressingswere changed every three to five days
until the lesion formedan eschar.
The primary end point was the rate of success of vaccination.
Success was defined by the presence of a primary vesicle atthe
inoculation site seven to nine days after scarification.Other signs
and symptoms of the replication of vaccinia virusinclude edema,
tenderness, and erythema at the site of vaccinationand regional
lymphadenopathy. Subsequently, the vesicle (Figure 1)evolves into a small ulcer over which a scab forms, ultimately
leaving a small scar. The determination of successful vaccinationwas
made by a single physician who was unaware of the subjects'treatment
assignments. Secondary end points included measurementof antibody
responses and cellular immune responses.
Figure 1. Typical Vesicle on the
Upper Arm 10 Days after Scarification.
Isolation of Virus and Antibody Assays
Swab samples of each lesion were obtained on day 7, 8, or 9after
scarification and cultured on continuous African-green-monkeykidney
cells (BSC-40 cells), and the virus present in the swabsamples was
quantitated by a plaque assay as described previously.10Neutralization assays were performed on serum samples collected
just before vaccination (day 0) and one month and one year after
vaccination; the end point was a 60 percent reduction in thenumber
of plaques as described previously.11 Serum
binding antibodylevels were measured by ELISA as described
previously.12 Vacciniavirus antigen
and serum samples to be used as positive and negativecontrols were
provided by Dr. George Ludwig (U.S. Army MedicalResearch Institute
of Infectious Diseases, Fort Detrick, Md.).
Cytotoxicity Assays
Cryopreserved peripheral-blood mononuclear cells obtained fromall
subjects on day 0 and at six months were thawed and testedin the
same assay. Target cells were autologous EpsteinBarr
virustransformed lymphoblastoid cells that had been infectedwith
vaccinia virus one day earlier and that were labeled withchromium-51
on the day of the assay.13,14
Effector cells wereexposed to virus-infected autologous
peripheral-blood mononuclearcells for six days at 37°C and then
added at various effectortargetratios (10:1, 30:1, and 90:1) in
96-well U-bottom plates, intriplicate, for 4.5 hours as described
previously.14,15
At eacheffectortarget ratio, vaccinia-specific immune lysiswas calculated as the difference between the percent lysis of
infected targets and the percent lysis of uninfected targets.The
number of effector cells required to lyse 30 percent oftarget cells
(referred to as lytic units) per million cellswas determined by an
exponential-fit method16 with the use ofcommercial software (Proteins International, Rochester Hills,
Mich.).
Interferon- Assays
A modified enzyme-linked immunospot assay was used to detectlive
virus-specific release of interferon-
by cryopreservedperipheral-blood mononuclear cells as previously
described,16except that stock vaccinia
virus was used to stimulate peripheral-bloodmononuclear cells at a
multiplicity of infection of 1.0 pfuper cell. The frequency of
interferon-positive T cellsspecific for vaccinia virus per million peripheral-blood mononuclearcells was determined, and the results were considered positive
if the number of spots per million peripheral-blood mononuclearcells
in virus-stimulated wells was twice as high as the numberof spots
per million cells in the control wells and if at least20 spots per
million peripheral-blood mononuclear cells werepresent. Preliminary
studies (Ennis FA: unpublished data) indicatedthat most of the T
cells that release vaccinia virusspecificinterferon-
are CD8+.
Proliferation Assays
Proliferation assays were performed in replicates of five as
described previously.14,15,17
For each group of five replicates,the stimulation index was
calculated as the mean of the threeintermediate values (expressed as
counts per minute).
Statistical Analysis
The objective of this study was to assess the effects of diluted
vaccinia virus vaccine on clinical and laboratory indicatorsof
protective immunity. To be considered successful, a givendilution
had to evoke a response in at least 18 of the 20 subjectsin a group
(a success rate of 90 percent). Thus, a sample sizeof 20 involved an
8 percent chance of rejecting a vaccine witha 95 percent success
rate and a 32 percent chance of rejectinga marginally acceptable
vaccine with a 90 percent success rate.A sample size of 20 was
selected on the basis of these considerationsand the understanding
that the selection of a dilution willnot depend solely on the
dichotomous measure of success or failurein any group. Pairs of
success rates were compared with useof standard asymptotic methods
for binomial comparisons, andall three groups were compared with use
of the KruskalWallistest for trend.18
T-cell responses were analyzed by analysis of variance withthe
use of SPSS statistical software (SPSS, Chicago). Multiplepost hoc
comparisons of the study groups were made with theuse of the Tukey
adjustment for multiplicity. All t-tests weretwo-sided.
Results
Clinical Findings
Of the 60 subjects, 2 had a fever (temperature, up to 39°C
[102.2°F]) for 1 or 2 days beginning 11 and 12 days, respectively,
after vaccination. One subject reported a stiff neck on days12 and
13 after vaccination. One subject reported intermittentdizziness,
floaters, and tachycardia starting on day 15 aftervaccination and
lasting two weeks. One subject had an intermittentrash on the arms
and legs and muscle aches on days 9 through13. Two subjects had an
elevated alanine aminotransferase level(84
U per liter) on day 28; the elevation resolved two weekslater in one
subject and was still present at the time of thelast follow-up visit
in the other. One subject had a transient,mild decrease in the
hemoglobin level (13.4 to 11.7 g per deciliter)on day 28. On
urinalysis at six months, one subject transientlyhad 11 white cells
per high-power field. Three subjects reportedthat the skin around
the dressing was irritated. One subjectin whom vaccination failed
reported myalgias and pain at thevaccination site seven days after
vaccination. There were noserious adverse events. One subject who
received the 1:100 dilutionof vaccine withdrew after vaccination for
reasons unrelatedto the study. Fifty-five of the subjects provided
blood specimensat one year, as planned.
Success Rates
Vaccination success rates defined by the formation ofa vesicle
at the inoculation site seven to nine days after vaccination were
dose-dependent (P<0.001 by the KruskalWallistest): vaccination was
successful in 19 of 20 subjects who receivedundiluted vaccine (mean
viral titer, 107.8 pfu per milliliter;range, 107.4
to 108.3), 14 of 20 who received a 1:10 dilution(mean
viral titer, 106.5 pfu per milliliter; range, 106.1 to107.0), and 3 of 20 who received a 1:100 dilution (mean viraltiter, 105.0 pfu per milliliter; range, 104.2 to 105.9).
Thesuccess rate was significantly lower in the group that receivedthe 1:10 dilution than in the group that received the undiluted
vaccine (70 percent vs. 95 percent; absolute difference, 25percent;
95 percent confidence interval for the difference,3 to 47 percent;
P=0.03 with the use of asymptotic methods).Once viral infection of
the skin was initiated, the resultinglesion was approximately 1 cm
in diameter, regardless of thedose of vaccine. Vaccinia virus was
isolated from swab samplesof skin lesions in 35 of the 36 subjects
with vesicles.
Antibody Responses
Among 36 subjects with vesicles, neutralizing antibody titersand
antibody titers on ELISA increased by a factor of at least4 at one
month in 34 and 26 subjects, respectively (Table 1).In the 33 subjects with vesicles who returned for follow-upat
one year, neutralization titers at one year averaged 23.7percent of
the titers on day 28 (95 percent confidence interval,7 to 33
percent) and ELISA titers averaged 64.3 percent of thetiters on day
28 (95 percent confidence interval, 44.8 to 96.6percent) (Table
1).
Table 1. Clinical Success Rates and
Antibody Responses to the Various Doses of Vaccine in Subjects Who Had
Not Previously Been Vaccinated.
Cytotoxic T-Cell and Interferon-
Responses
The development of a vesicle correlated with the developmentof
cytotoxic T-cell responses in 31 of 32 subjects (of 4 othersubjects
with vesicles, 2 had nonviable cells and 2 had a highbackground
response on the cytotoxic T-cell assay) and an increasein the number
of T cells positive for virus-specific interferon-by enzyme-linked immunospot assay in 31 of 34 subjects.
Figure 2Ademonstrates vaccinia virusspecific cytotoxic T-cellactivity six months after scarification with undiluted vaccine,
the 1:10 dilution of vaccine, and the 1:100 dilution of vaccine.When
the magnitude of the cytotoxic T-cell responses was basedon the
percent lysis among subjects with vesicle formation ineach group,
there was no significant difference between thegroup given undiluted
vaccine and the group given the 1:10 dilution(P=0.052), but the
difference between the group given undilutedvaccine and the group
given the 1:100 dilution was significant(P<0.001). None of the
subjects had vaccinia virusspecificcytotoxic T-cell activity on day
0 (before vaccination). Onesubject in the group given the 1:100
dilution did not have avaccinial skin lesion but did have a
virus-specific cytotoxicT-cell response after vaccination (Figure
2A).
Figure 2. T-Cell Responses to
Vaccinia Virus Six Months after Vaccination with Undiluted Vaccine, a
1:10 Dilution of Vaccine, or a 1:100 Dilution of Vaccine, According to
the Presence or Absence of Vesicle Formation at the Inoculation Site
within Seven to Nine Days after Vaccination.
Panel A shows the cytotoxic T-cell responses. The actual values for
two outliers are shown. Panel B shows the number of cells producing
vaccinia virusspecific interferon-.
Panel C shows the degree of lymphocyte proliferation in response to
vaccination. Two subjects with vesicles, one each from the group given
undiluted vaccine and the group given the 1:10 dilution, had nonviable
peripheral-blood mononuclear cells (PBMC) and could not be tested in any
of the cell-mediated immune assays, and one subject in the group given
the 1:100 dilution who did not have vesicle formation did not have blood
drawn. One subject each in the group given undiluted vaccine and the
group given the 1:10 dilution who had vesicle formation had high
background values in the cytotoxic T-cell assay, which prevented
interpretation of the results (Panel A). The stimulation index is the
mean of the three intermediate values in each replicate of five. Higher
values indicate greater proliferation of lymphocytes. The number in
parentheses indicates the number of subjects with a stimulation index of
1, all of whom received the 1:100 dilution. Dashed lines in Panels B and
C indicate the cutoff values for a positive response.
Enzyme-linked immunospot assays were used to determine the numberof
cells that produced vaccinia virusspecific interferon-in peripheral-blood mononuclear cells obtained before and six
months after vaccination. As shown in Figure 2B, the numberswere significantly different among the three groups. The presenceof cells producing vaccinia virusspecific interferon-correlated with the development of both a vesicle and a cytotoxicT-cell response. One subject who received the 1:100 dilution
had a positive enzyme-linked immunospot assay and a cytotoxicT-cell
response but did not have a skin response to the vaccine.Three
subjects with vesicle formation did not have a positiveenzyme-linked
immunospot assay. In subjects with vesicle formation,the magnitude
of the interferon- response was
significantlylower among those given the 1:10 dilution of vaccine or
the1:100 dilution than among those given the undiluted vaccine(P=0.038 and P<0.001, respectively).
Lymphocyte Proliferation
Lymphocyte proliferation was induced in response to vacciniavirus
in 33 of 34 subjects with vesicle formation and in noneof 23
subjects without vesicle formation (Figure 2C). Therewere no significant dose-related differences in the stimulation
index at six months among subjects with vesicle formation, although
there were significant overall doseresponse differencesin the
stimulation index between the group given undiluted vaccineand the
group given the 1:100 dilution (P=0.039), because ofthe higher
frequency of nonresponse in the latter group. Examinationof
peripheral-blood mononuclear cells obtained before vaccination
indicated that none of the subjects had had previous exposureto the
virus (data not shown).
Discussion
Immunization with vaccinia virus remains the only availableoption
for protection against smallpox infection. The currentsupply of
vaccine is viable and has a good titer, but dilutionof the vaccine
to titers of less than 107 pfu per milliliterreduced the
rates of successful vaccination. Serial dilutionof the vaccine stock
resulted in nonlinear reductions in thetiter (e.g., a 1:100 dilution
reduced the titer from 107.8 pfuper milliliter to 105.0
pfu per milliliter). This effect mayresult from the highly viscous
nature of the preparation. Ascompared with the 95 percent rate of
success associated withthe undiluted vaccine, the rate of success
associated with thedose of 106.5 pfu per milliliter
provided by the 1:10 dilutionwas 70 percent. This lower rate is
similar to the 75 percentrate reported among children who were
vaccinated with a similarvaccine and dose (107
pock-forming units per milliliter).19
The dose of 105.0 pfu per milliliter provided by the 1:100 dilutionwas associated with a success rate of only 15 percent. These
results indicate that serial dilution of the current vaccineto less
than 106.5 pfu per milliliter results in a loss of potency
(P=0.001 for the comparison of undiluted vaccine with a 1:10dilution
alone and P<0.001 for the comparison of undilutedvaccine with both
dilutions of vaccine).
There was a doseresponse effect: higher doses produced
significantly stronger cytotoxic T-cell and interferon-
responses.Given the small number of subjects in whom vaccination
witha 1:10 or 1:100 dilution was successful, additional study isneeded to confirm these observations. Findings in vaccinated
children and adults with T-cellrelated immunodeficienciesindicate
that T-cell responses are a critical element in therecovery from pox
virus infections.6,7,8
The cytotoxic T-celland interferon-
responses in our study were much stronger thanthose reported after
the receipt of experimental HIV-1 vaccinesand correspond to the
levels of memory T cells specific formeasles virus in adults16
and to the strength of cytotoxic T-cellresponses recorded in adults
after the receipt of yellow fevervaccine.20
In addition, almost all subjects with vesicle formationhad strong
vaccinia virusspecific cytotoxic T-cell responsesas well as
increased numbers of interferon-producingT cells. These findings suggest that, regardless of the doseof
vaccine, if a vesicle forms, the resulting brisk T-cell andhumoral
responses will be protective.
Diluting the available vaccine to titers of 106.5 pfu per
milliliteror less reduced the frequency rates of local viral
replicationand vesicle formation effects that are essential
stimulifor protective immune responses, as evidenced by the lack ofantibody, cytotoxic T-cell, and interferon-
responses. Previousreports in which smallpox vaccination in patients
with defectsin either cellular or humoral immunity led to severe
vacciniaunderscore the essential role of T-cell responses and
antibodyin protecting against pox viruses, such as variola.21
In ourstudy, the induction of vaccinia virusspecific T-celland B-cell responses was associated with clinically observable
pox lesions. Previous studies have shown that the response is
attenuated if the route of administration differs from the onethat
we used.19,22
We found that the absence of primary skinvesicles after the
administration of diluted vaccine was associatedwith the absence of
vaccinia virusspecific T-cell orB-cell responses and is therefore
likely to indicate the absenceof protective immunity. Future studies
are needed to assessthe effectiveness of vaccine titers of 106.5
to 108.0 pfu permilliliter in both previously vaccinated
and unvaccinated populations.Evaluation of new cell-culturederived
vaccines shouldaddress both T-cell and B-cell responses. If
vaccinations withdilutions of the current vaccine are administered,
revaccinationshould be considered in persons without vesicle
formation.
Supported by a contract (N01-AI-45250) with the National
Instituteof Allergy and Infectious Diseases.
We are indebted to James Meegan, Wendy Fanaroff-Ravick, and
Catherine Laughlin at the National Institute of Allergy and
Infectious Diseases, Bethesda, Md., and John Becher at the CDCfor
their assistance and thoughtful discussions, to Ruth Mazzeofor
performing the proliferation assays, and to the staff atthe Saint
Louis University Vaccine and Treatment EvaluationUnit.
Source Information
From the Department of Medicine, National Institute of
Allergy and Infectious Diseases Vaccine and Treatment Evaluation Unit, Saint
Louis University School of Medicine, St. Louis (S.E.F., F.K.N., W.B.S., J.M.T.,
T.P., R.B.B.); the Center for Infectious Disease and Vaccine Research,
University of Massachusetts Medical School, Worcester (J.C., A.L.R., J.S.K.,
F.A.E); and the Emmes Corporation, Rockville, Md. (M.W.).
This article was published at www.nejm.org on March 28, 2002.
Address reprint requests to Dr. Frey at the Division of
Infectious Diseases and Immunology, Saint Louis University Health Sciences
Center, 3635 Vista Ave. (FDT-8N), St. Louis, MO 63110.
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OF THE PUBLISHER, AND IS NOT TO BE CONSTRUED OR INTENDED AS PROVIDING MEDICAL OR
LEGAL ADVICE. THE DECISION WHETHER OR NOT TO VACCINATE IS AN IMPORTANT AND
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YOUR HEALTH CARE PROVIDER.
"A foolish faith in authority is the worst enemy of truth."
-- Albert Einstein, letter to a friend, 1901
"I know of no safe depository of the ultimate powers of the society but the people themselves, and if we think them not enlightened enough to exercise control with a wholesome discretion, the remedy is not to take it from them, but to inform their discretion by education."
-- Thomas Jefferson, letter to William C. Jarvis, September 28, 1820
"What's the point of vaccination if it doesn't protect you from the unvaccinated?"
-- Sandy Gottstein
"Who gets to decide what the greater good is and how many will be sacrificed to it?"