Modeling Potential Responses to Smallpox as a Bioterrorist Weapon
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Modeling Potential Responses to Smallpox as a Bioterrorist Weapon
Modeling Potential Responses to Smallpox
as a Bioterrorist Weapon
Martin I. Meltzer,* Inger Damon,* James W. LeDuc,* and J. Donald
Millar *Centers for Disease Control and Prevention, Atlanta, Georgia, USA; and
Don Millar & Associates, Inc., Atlanta, Georgia, USA
We
constructed a mathematical model to describe the spread of smallpox after a
deliberate release of the virus. Assuming 100 persons initially infected
and 3 persons infected per infectious person, quarantine alone could stop
disease transmission but would require a minimum daily removal rate of 50%
of those with overt symptoms. Vaccination would stop the outbreak within
365 days after release only if disease transmission were reduced to <0.85
persons infected per infectious person. A combined vaccination and
quarantine campaign could stop an outbreak if a daily quarantine rate of
25% were achieved and vaccination reduced smallpox transmission by >33%.
In such a scenario, approximately 4,200 cases would occur and 365 days
would be needed to stop the outbreak. Historical data indicate that a
median of 2,155 smallpox vaccine doses per case were given to stop
outbreaks, implying that a stockpile of 40 million doses should be
adequate.
Recent papers have speculated about the use of smallpox as a biological
weapon (1-5). If we
assume such a risk, there is concern about the need for preparations to limit
and prevent the spread of smallpox after a deliberate release of the virus.
Studies of smallpox control and eradication efforts (6-8) identified two available
types of interventions: vaccination of those at risk from infection,
quarantine, or both. Some studies have provided estimates of the potential
numbers that could be infected (1,3,5) and the number of
vaccine doses that should be stockpiled (1); however, they did not
provide details of how these estimates were calculated. Further, none of
these articles examined how quarantine of infected persons may help halt
transmission of smallpox.
Crucial questions that remained unanswered include--How can we calculate
the number of doses of smallpox vaccine to be stockpiled? Can quarantine
contribute to control efforts? How effective does quarantine have to be to
reduce transmission? We present a mathematical model that helps answer these
and other questions.
Methods
We constructed a mathematical model to meet the following objectives: 1)
describe the spread of smallpox through a susceptible population, calculating
daily (new-onset) and cumulative cases; 2) readily accommodate changes in
input values, such as the number of persons infected per infectious person
(i.e., rate of transmission) and the number of persons initially infected; 3)
examine the impact of quarantine and vaccination, alone and in combination,
on the spread of smallpox; and 4) estimate the number of doses of smallpox
vaccine that should be stockpiled as part of readiness plans.
Figure 1
Click to view enlarged image Figure 1. Schematic of the Markov-chain model used to model
the movement of a person infected with smallpox through the four stages of
disease....
Figure 2
Click to view enlarged image Figure 2. Probability functions associated with remaining in
three smallpox disease stages....
Despite numerous reports of mathematical models of infectious diseases (9-14), few such models
describe the spread of smallpox. Frauenthal (15) addressed the
question of optimal level of smallpox vaccination. We constructed a Markov
chain model (16) to
describe the spread of smallpox through a susceptible population (objective
1), using a computer-based spreadsheet program (Excel97, Microsoft, Redmond,
WA). The model describes four disease stages: incubating, prodromal, overtly
symptomatic, and no longer infectious (Figure 1). The
term "prodromal" indicates the preeruptive stage. (1)
"Overtly symptomatic" refers to the period of disease when a rash
or similar symptoms can be readily noted by even an untrained observer. (2) For
each day after the release, the model calculates both the number of new cases
and the cumulative total.
In the model, an infected person can only progress, from incubating to
prodromal to overtly symptomatic, and cannot revert. The duration in days of
a given disease stage is controlled by a probability function (Figure 2).
Probable Durations of Each Disease Stage
When smallpox was endemic in human populations, the incubation period was
often difficult to measure because many patients were exposed over several
days (7,8). Fenner et
al. (7) reviewed and
summarized three reports in which the incubation period was calculated for
255 cases of variola major smallpox (the "classic" form). Just over
70% of these cases incubated 9 to 13 days, with an average of 11.5 days
(range 7 to 19 days; median approximately 11 days; 5th percentile 8 days; and
95th percentile 14 days). Others have observed similar lengths of incubation.
For example, by examining the time between onset and "brief and only
possible contact with a known case," Singh (18) determined the
possible length of incubation of six cases of smallpox (mean 11 days; median
12 days). Rao (6) used
data from 50 first-generation cases to determine that the mean
"fever-to-fever" (i.e., onset of fever to onset of fever) interval
was 16 days (range 12 to 21 days for 80% of cases).
Using data from 115 cases in Europe (19), we constructed a
reverse cumulative probability function to describe the probability of a
person on a given day remaining in the state of incubation for the next day (Figure 2). The
calculated mean was 11.7 incubating days (median approximately 11 days; 5th
percentile 8 days; and 95th percentile 17 days). The function used can be
altered to reflect other data sets or hypothesized functions. Further, the
model can accept different transition probability functions for each day in
the model.
The duration of the prodromal stage is variable and depends in part on the
ability of the physician or patient to detect the first lesion (6). The onset of rash
(the overtly symptomatic stage) typically occurs 48 to 72 hours after onset
of fever, although some types of smallpox may have a prolonged prodromal
stage of 4 to 6 days (6).
Fenner et al. reviewed several data sources and used temperature data to
report that the prodromal stage lasts an average of 3 days (7). Beyond these
descriptions of the average or typical course of disease, no data are readily
available documenting the probabilities associated with a longer prodromal
stage (e.g., frequency data linking number of patients to number of days in
the prodromal stage). Thus, we assumed a linear decline in the daily
probability of remaining in the prodromal stage (Figure 2). The
probabilities decline from 0.95 at the end of day 1 (i.e., a 95% chance that
the patient will be in prodromal stage for another day) to 0.00 at the end of
day 3 (i.e., absolute certainty that the prodromal stage will not last beyond
day 3).
The average total time of illness (i.e., having some symptoms) is given in
Fenner et al. (7) as
21 days, with scabbing on day 19. Allowing up to 3 days for the prodromal
period (Figure 2)
leaves an average of 16 days in the overtly symptomatic period in which a
patient can infect others. Although scabs may contain infectious amounts of
smallpox virus after the patient has fully recovered, we assumed that after
scabbing, neither the patient nor the scabs will pose a substantial source of
infection. The exact duration of illness is somewhat moot, as the likelihood
of transmission declines after the first few days of overt symptoms. Thus,
after some period, a person who is overtly symptomatic has a low probability
of infecting a susceptible person. We assumed a probability of 1.00 (i.e.,
absolute certainty) of remaining the next day in the overtly symptomatic
stage for the first 10 days in the stage. Including the prodromal stage, this
corresponds to 12-15 days of illness (Figure 2). After
10 days, a patient's daily probability of remaining in the stage decreases
linearly, so that 15 days after onset of symptoms the probability of
remaining the next day in this stage is 0.00 (Figure 2). That
is, after a maximum of 16 days in the overtly symptomatic stage, all patients
will have progressed to the "no longer infectious" stage. Patients
who have reached the fourth and final stage (no longer infectious)
effectively drop out of the model. These probability functions can readily be
changed (objective 2).
Likelihood of Smallpox Transmission
Figure 3
Click to view enlarged image Figure 3. Daily and cumulative probabilities determining
when an infectious person infects another person with smallpox (6,19)....
Also described by a probability function is the likelihood of smallpox
transmission during the infectious period. For a variety of reasons, the
probability of transmission is likely to change during the period when an
infected person is infectious. For example, persons with a high fever during
the first 2 days of the prodromal stage (Figure 2) may
voluntarily confine themselves to quarters, possibly limiting their
opportunities to infect others. Limited data are available regarding changes
in the probability of when an infection is transmitted, but Mack (19) and Rao (6) provide a time series
of data involving 23 and 60 patients, respectively. Both data sets suggest
that transmission is less likely during the prodromal stage (the first 3 days
when a person is symptomatic) and that the probability of transmission is
greatest between days 3 and 6 after a patient becomes infectious (Figure 3). This
period is equivalent to the first to third days of onset of rash (overt
symptoms). Both data sets (6,19)
indicate that 70% to 80% of transmission is likely to occur in the first 9
days of the symptomatic period, and 90% of all transmission will have
occurred in 10 to 13 days (Figure 3). In
other words, by day 6 of overt symptoms (rash), approximately 75% of
transmissions will have occurred, with 90% occurring within 7 to 10 days. For
the model, we used the data from Mack (19) to describe the
probabilities of when transmission will occur, from infectious to newly
infected (Figure 3).
Other data sets and probability functions can readily be substituted.
Existing Immunity and Community Size
For simplicity, we assumed an unlimited supply of susceptible persons, (3) so
that disease transmission will not be halted because of lack of susceptible
persons. Although this scenario is unrealistic for modeling the natural
spread of an infectious disease, it may be realistic for considering the
initial spread of an infectious disease after deliberate infection of a small
number of persons in a population with a relatively large proportion who are
susceptible.
Another variable that can alter the transmission rate and persistence of
disease is size of community. Smith (22) summarized data
evaluating the link between community size and spread of some infectious
diseases and found that the larger the community, the higher the rate of
transmission. This observation was found to be true for measles, scarlet fever,
diphtheria, and whooping cough (pertussis), but smallpox was not analyzed (22-24). Arita et al. (25) found a correlation
between increasing density of smallpox-susceptible persons and the
persistence of smallpox within a population but did not estimate the
relationship between susceptible population density and transmission rate.
Our model allows for the impact of different densities of susceptible persons
by adjusting the average transmission rate.
Numbers Initially Infected and Rate of
Transmission
Based on Henderson's comment that an outbreak of smallpox ". . . in
which as few as 100 people were infected would quickly tax the resources of
any community" (1),
we initially assumed that 100 persons would be effectively exposed, infected,
and become infectious. We set the average transmission rate at 3, which is
notably higher than most historical averages. (A mathematical review of the
transmission of smallpox appears in Appendix I).
We define the term "transmission rate" as the number of persons infected
per infectious person, rather than the number of persons infected during a
standardized unit of time. During sensitivity analyses, we altered both the
number of persons initially infected and the rate of transmission.
Modeling the Effects of Potential
Interventions
We examined the effect of quarantine and vaccination, alone and in
combination (objective 3). Quarantine was modeled by removing daily a fixed
proportion of a cohort of infectious persons, starting on the day that they
become overtly symptomatic. For example, we assumed that 50% of all persons
with rashes on day 1 of the overtly symptomatic period would be successfully
quarantined and not infect anyone else. Fifty percent of those who missed
quarantine on day 1 of rash would be quarantined on day 2. (4) This
proportionate reduction would continue for the duration of time that persons
are likely to infect others. The model also calculated the number of
infectious persons needed to be quarantined under a given scenario.
For a vaccination-only strategy to stop transmission, sufficient
susceptible persons must be effectively vaccinated so that the number of
persons infected per infectious person is less than 1. We thus evaluated how
long it would take to stop an outbreak if the level of transmission were
reduced to 0.99 persons infected per infectious person. We also calculated
the smallest vaccine-induced reduction in transmission required to stop the
outbreak within 365 days postrelease. This calculation was done by an
iterative process in which the rate of transmission was reduced until the
number of new cases per day reached approximately zero 365 days after
release. To estimate the impact of vaccination, we assumed that a vaccination
campaign would immediately reduce the risk of transmission, and we did not
model the time required from vaccination to effective vaccine-derived
immunity. This assumption may overstate the impact of vaccination,
particularly in terms of how quickly a vaccination campaign could stop an
outbreak.
Lane and Millar estimated that continuing routine childhood immunization
against smallpox in the United States from 1969 to 2000 would cause 210
vaccine-related deaths (26).
That calculation was made before the population included substantial numbers
of immunocompromised persons (e.g., HIV- or cancer therapy-induced immune
suppression). Because of the potential for adverse vaccine-related side effects, (5) it may
be prudent to attempt to limit the number of persons vaccinated. We therefore
calculated the impact of limiting the numbers vaccinated so that transmission
would be reduced by just 25%, from 3 to 2.25 persons infected per infectious
person, combined with a daily quarantine rate of 25%. We also calculated, by
an iterative process, the smallest vaccine-induced reduction in transmission
required to stop the outbreak within 365 days postrelease when combined with
a daily quarantine rate of 25%.
Start of Interventions
We considered the effect of starting large-scale, coordinated
interventions on days 25, 30, and 45 postrelease, assuming release on day 1.
Twenty-five days assumes 15 days for the first signs of overt symptoms (Figure 2), 2 days
for initial clinical diagnosis, 1 day for specimen transport, 3 days for
laboratory confirmation, and 4 days to mobilize and begin appropriate
large-scale interventions. (6)
Although interventions may begin on a small scale earlier than day 25, in the
model the term "start date of interventions" refers to the date when
a full-scale and comprehensive intervention begins (i.e., the model does not
allow for a gradual increase of intensity in interventions). If we assume
that an average of 15 days will be needed for those infected to become
infectious (Figure
2), 30 days represents the time when the first generation of cases (those
infected by the index cases) will begin to show overt symptoms. Forty-five
days represents the time needed for the second generation of cases (those
infected by the first generation) to show overt symptoms.
Numbers Vaccinated per Case: Stockpile
Issues
To determine the number of persons that must be vaccinated, we searched
for reports of successfully contained smallpox outbreaks in which both the
number of cases and the number of doses of vaccine administered were
recorded. These data allowed us to assemble a data set of doses used per
case, which was then fitted to probability distributions by using specialized
software (Bestfit, Palisade Corp, Newfield, NY). The probability distribution
that gave the "best fit," judged by standard tests (chi square,
Kolmogorov-Smirnov, Anderson-Darling), provided the mean and median number of
doses historically used per case of smallpox, as well as confidence intervals
(e.g., 95th, 90th, and 10th percentiles). We then estimated the total number
of vaccine doses that should be stockpiled by multiplying the estimated doses
per case by the number of cases estimated by the Markov chain model (objective
4).
Other Potential Interventions
We did not consider other potential preparations, such as routine mass
immunizations against smallpox. Reasons for this exclusion include
uncertainties about cost, vaccine safety, duration of vaccine efficacy, and
the probability of such an event.
Sensitivity Analyses
We examined the effect on the number of daily and total cases when the
number initially infected was changed from 100 to 1,000 and the transmission
rate was decreased to 2 or increased to 5 persons infected per infectious
person. We also used the model to determine the minimum level of
interventions needed to ensure that transmission stopped by given target
dates. We chose 75, 150, and 225 days postrelease as the examples of target
dates, representing 5, 10, and 15 generations of smallpox, respectively. The
minimum levels of intervention needed to achieve these targets were
determined by an iterative process, altering the level of the intervention(s)
until the number of new cases per day reached zero on each target date.
Results
Effect of Transmission Rate and Numbers
Initially Infected
We calculated the hypothetical effect of allowing smallpox to spread
without intervention, assuming an unlimited supply of smallpox-susceptible
persons. The data demonstrate that the most important mathematical variable
is the assumed rate of transmission. For a given number of persons initially
infected, doubling the number infected per infectious person causes a massive
increase (greater than 2 orders of magnitude) in the cumulative total cases
at 365 days (Table
1).
Table 1. Estimates of cumulative total smallpox cases after
365 days without any interventions
Cumulative total no. of smallpox cases, days
postreleasec
No. initially infecteda
No. infected per infectious personb
30 days
90 days
180 days
365 days
10
1.5
31
214
2,190
224 thousand
10
3.0
64
4,478
2.2 million
774 billion
1,000
1.5
3,094
21,372
219,006
22 million
1,000
3.0
6,387
447,794
222 million
77 trillion
aNumber initially infected refers to those who are
exposed during a release so that they subsequently become infectious to
others. This scenario excludes those who are exposed but either do not
become ill (i.e., are immune or are not exposed to an infectious dose) or
do not become infectious (residual immunity from prior vaccination may be
sufficient to prevent onward transmission).
bThe number of persons infected per infectious person is the
transmission rate.
cAssumes an unlimited supply of smallpox-susceptible persons.
Effect of Intervention: Quarantine Only
Figure 4
Click to view enlarged image Figure 4. Daily and total cases of smallpox after
quarantining infectious persons at two daily rates and three postrelease
start dates....
Figure 5
Click to view enlarged image Figure 5. Daily and total cases of smallpox for two
vaccine-induced rates of transmission and three postrelease start dates....
Figure 6
Click to view enlarged image Figure 6. Daily and total cases of smallpox after a
combined quarantine (25% daily removal rate) and vaccination campaign for
two vaccine-induced reductions in transmission and three postrelease start
dates....
A quarantine-only program can stop an outbreak of smallpox, but it takes a
daily removal rate of at least 50% to ensure that disease transmission will
cease (Figure 4).
At a quarantine rate of 50% starting on day 30 postrelease, the daily number
of new cases would peak at approximately 50 cases per day, with no new cases
on day 240 and a cumulative total of approximately 2,300 cases (Figure 4). If 50%
quarantine began 5 days earlier, on day 25 postrelease, the total cases would
be approximately 1,750 and the maximum number of daily new cases would be 20
per day (Figure 4).
A 15-day delay in starting quarantine programs, to day 45 postrelease,
results in approximately 6,800 total cases and a maximum of almost 120 new
cases daily (Figure
4).
Effect of Intervention: Vaccination Only
A vaccination-only program that reduces the rate of transmission to 0.99
persons infected per infectious person will eventually stop an outbreak, but
not within 365 days postrelease, even if it is begun on day 25 postrelease (Figure 5). To stop
the outbreak by day 365 postrelease, a vaccination campaign starting on day
30 must reduce transmission to approximately 0.85 persons infected per
infectious person (Figure
5), resulting in a cumulative total of 2,857 cases. If the same
intervention were started on day 25 postrelease, the cumulative total would
decline to 2,125 cases. Delaying the start of the intervention to day 45
postrelease would result in 3 new cases per day and a cumulative total of
8,347 cases on day 365.
Effect of Intervention: Quarantine and
Vaccination
When combined with a quarantine rate of 25%, to stop transmission by day
365 postrelease, vaccination has to effectively reduce the rate of
transmission by at least 33%, from 3 persons infected to 2 persons infected
per infectious person (Figure 6).
Although transmission will be halted, (7) the
total number of cases would be approximately 4,200, which is 82% greater than
the total if a 50% daily reduction quarantine-only program is assumed (Figure 4). Starting on day 25 postrelease reduces the
total number of cases to approximately 3,200 (Figure 6).
Delaying the start of a combined intervention to day 45 postrelease increases
the total number of cases to approximately 12,400.
Effect of Intervention: Number of
Infectious Persons Quarantined
With a quarantine-only intervention of 50% daily rate of removal, starting
on day 30 postrelease, the peak number of daily removals is 69 infectious
persons, occurring on day 30 (start day) with a cumulative total of 2,166
infectious persons quarantined. With a combination of a 33% vaccine-induced
reduction in transmission and a 25% daily removal quarantine program, the
peak number of daily removals is 34 (start day 30), but the cumulative total
that must be quarantined is approximately 3,970 infectious persons.
Sensitivity Analyses: Effect of Changing
Input Values
Reducing the transmission rate to two results in a quarantine-only program
with a 25% daily removal rate almost stopping transmission (Table 2). Delaying
the start of such an intervention to day 45 but combining it with a
vaccination campaign, which reduced transmission by 33%, would halt the
outbreak by Day 365 (Table
2). For the same intervention start date, increasing the assumed
transmission rate from 2 to 5 persons infected per infectious person does not
proportionately increase the cumulative total number of cases at day 365.
Even with a quarantine rate of 25% removal per day, assuming that vaccination
concurrently reduces transmission by 66%, the cumulative total number of
cases on day 365 is 19,821 (Table 2). For any
given scenario, increasing the number initially infected from 100 to 1,000
increases both the cumulative totals and the daily number of new cases at day
365 by a factor of 10 (Table 2).
Similarly, reducing the number of those initially infected from 100 to 10
would cause a proportionate reduction in both cumulative totals and daily
numbers (data not shown; additional results in Appendix
II).
Sensitivity Analyses: Minimum Levels of
Intervention to Achieve Target Days
The earlier the target date for stopping an outbreak, the larger the
minimum vaccine-induced reduction in transmission needed to achieve zero
transmission (i.e., outbreak stopped). For example, assuming a transmission
rate of 3 and a 25% daily removal rate, a target date of day 225 requires a
45.2% vaccine-induced reduction in transmission to 1.65 persons infected per
infectious person (Table
3). Reducing the target date to day 75 requires a 76.7% vaccine-induced
reduction in transmission to 0.70 persons infected per infectious person (Table 3). Again,
delay in starting interventions makes it notably more difficult to stop an
outbreak by a given target date. For example, to achieve a target date of day
75 with a 50% daily removal rate, starting interventions on day 45 requires a
vaccine-induced reduction in transmission of 81.2%, to 0.57 persons infected
per infectious person (Table 3). If a 25%
quarantine-induced daily removal rate is assumed, then vaccination must
reduce transmission by 91.5% to 0.26 persons infected per infectious person
(Additional results in Appendix
II).
Vaccinations per Case: Stockpile Issues
We identified 14 outbreaks in which a range of 9 to 102,857 persons were
vaccinated per case of smallpox (Table 4). The mean
was 14,411 persons vaccinated per case (median 2,155). When fitted to a Gamma
probability distribution (35),
the 95th, 90th, and 10th percentiles were 7,001, 4,329, and 3.5 doses per
case, respectively (Table
4).
In Yugoslavia the number vaccinated per case was approximately 5 times
greater than in any other outbreak considered (31). If the Yugoslavia
data are removed from the data set (Table 4), the
simple average doses per case would be 6,370 (56% decrease), with a median
value of 1,801 (16% decrease) doses per case.
Table 2. Sensitivity analyses: Effect on number of cases
of smallpox due to variations in numbers initially infected, numbers
infected per infectious person, intervention start days, and quarantine and
vaccination effectivenessa
No. initially infectedb
No. infected perinfectiousc
Start dayd
Quarantine: % removal per daye
Vaccination: % reduction transmissionf
Impact: Cumulative total at 365 days
Impact: Daily cases at 365 days
Increase or decrease (+/g)
Base:100h
3.0
30
25
33
4,421
3
100
2.0
30
25
Nil
2,455
2
100
2.0
30
10
25
10,512
2
100
2.0
45
25
33
1,548
0
100
5.0
30
25
66
4,116
0
100
5.0
45
25
66
19,821
1
1,000
2.0
30
10
25
105,117
511
+
1,000
2.0
30
10
33
32,125
42
aTable 1,
Appendix II(see online) is an expanded version of this table.
bNumber initially infected refers to those who are exposed during a
release such that they become infectious. This excludes those who are
exposed but either do not become ill or do not become infectious.
cThe number of persons infected per infectious person is the
transmission rate.
dStart day, for both quarantine and vaccination interventions, refers
to the day postrelease, with the day of release being day 1.
eQuarantine refers to removal of infectious persons only, starting on
the first day of overt symptoms (i.e., rash). At a 25% daily removal rate,
a cohort of all those entering the first day of overt symptoms is entirely
removed in 17 days (18 to 20 days postincubation) after day 1 of overt
symptoms, with 90% removed in 9 days. At a 10% daily removal, a cohort of
all those entering the first day of overt symptoms is entirely removed in
44 days (45 to 47 days post incubation) after day 1 of overt symptoms, with
90% removed in 22 days. At a daily removal rate of 80%, a cohort of all
those entering their first day of overt symptoms is entirely removed in 3
days (4 to 6 days postincubation) after day 1 of overt symptoms, with 90%
removed in 2 days.
fVaccination is assumed to reduce the transmission rate by a given
percentage (e.g., 25% reduction results in transmission declining from 2.0
to 1.5 persons infected per infectious person, and 33% reduces transmission
from 2.0 to 1.32).
g (+) = an increasing rate of daily cases on day 365, and thus the
modeled interventions will not stop the transmission of smallpox.
() = a decreasing rate of daily cases, such that the interventions
modeled will eventually stop the transmission of smallpox.
h See Figure
6 for complete results related to the base case in the initial modeling
scenario.
Table 3. Sensitivity analyses: Minimum levels of
intervention needed to stop transmission of smallpox by days 75, 150, and
225 postrelease
Target stop daya
Start day of interventionsa
Numbers infected per infectious personb
Quarantine: minimum % removal per dayc
Vaccination: minimum % reduction in transmissiond
75
30
2
25.0
58.0 (0.84)
75
30
3
25.0
76.7 (0.70)
75
30
5
50.0
78.9 (1.06)
75
45
3
50.0
81.2 (0.57)
150
30
2
25.0
25.8 (1.49)
150
30
3
25.0
53.7 (1.39)
150
30
5
50.0
55.7 (2.22)
150
45
3
50.0
33.3 (2.00)
225
30
2
25.0
14.3 (1.72)
225
30
3
25.0
45.2 (1.65)
225
30
5
50.0
46.5 (2.68)
225
45
3
50.0
14.8 (2.56)
See Table 2,
Appendix II (online) for an expanded version of this table.
aTarget stop day and start day of interventions refer to days
postrelease, with day of release being day 1.
bThe number of persons infected per infectious person is the
transmission rate.
cQuarantine refers to removal of infectious persons only, starting on
the first day of overt symptoms (i.e., rash). Rates are the minimum rates
needed, when combined with vaccination, to ensure that there is zero
transmission by the target date. At a 25% daily removal rate of infectious
persons, a cohort of all those entering their first day of overt symptoms
is entirely removed in 17 days (18-20 days postincubation) after day 1 of
overt symptoms, with 90% removed in 9 days. With 50% daily removal of
infectious persons, a cohort of all those entering the first day of overt
symptoms is entirely removed in 7 days (8 to 10 days postincubation) after
day 1 of overt symptoms, with 90% removed in 4 days.
dVaccination assumed to reduce the transmission rate by a given
percentage (e.g., 25% reduction results in transmission declining from 3.0
to 2.25 persons infected per infectious person). Percentages are the
minimum percentage reduction in the assumed rate of transmission needed,
when combined with quarantine, to ensure zero transmission by the target
date. The resultant transmission rate, after reduction, is in parentheses.
Table 4. Doses of vaccine used to control outbreaks of
smallpox: Numbers vaccinated per confirmed case from a variety of
outbreaks, 1961-1973
Site
Year
Population%
susceptible
No. of cases
Total vaccinated
Doses used per case
Source
Saiwara village, India
1968
8
40
1,358a
34
27
Nathawala village, India
1969
12
12
450b
38
27
Bawku, Ghana
1967
n/a
66
165,449
2,507
28
Rural Afghanistan
1969
n/ac
6
508d
85
29
Nuatja sub-division, Togo
1969
n/a
6
10,818
1,803
30
Anéono subdivision, Togo
1969
40
47
294,274
6,261
30
Yugoslavia
1972
n/a
175
18 million
102,857
31
Utinga City, Brazil
1969
57
246
2,188
9
32
Botswana
1973
17-27e
30
50,000
1,667
33
London, UK
1961
n/a
3
62,000
20,667
34
West Bromwich, UK
1961
n/a
2
"limited"f
n/a
34
Bradford, UK
1961
n/a
14
250,000
17,857
34
Birmingham, UK
1962
n/a
1
"limited"f
n/a
34
Cardiff, UK
1962
n/a
47
900,000
19,148
34
Mean
14,411
Median
2,155
95th perct.g
7,001
90th perct.g
4,329
10th perct.g
3.5
aThis population includes 1,069 revaccinations,
accounting for 79% of total vaccinations.
bThis population includes 323 revaccinations, accounting for 72% of
total vaccinations.
cThe source did not provide population-based estimates of preoutbreak
vaccination coverage (as determined by a vaccine scar survey). However, in
the four households that contained the six cases, of the 18 family members
present at the time of the investigation, 6 (33%) had evidence of
preoutbreak vaccination or variolation.
dThis number excludes some children who had been vaccinated 15 days
before the outbreak investigation.
eIn the sample (n=68,065), susceptibility varied by age. Smallpox
vaccination scars were noted among 76% of those <5 years of age,
83% of those 6 to 14 years of age, and 79% of those >15 years of
age.
fThe health authorities for West Midlands, which dealt with two of
the importations (West Bromwich, Birmingham, UK), limited vaccinations to
"...established contacts and medical and ancillary staffs placed at
definite risk..." (34).
Thus, although the source provides no estimates of the number vaccinated,
the description of those targeted for vaccination can lead to the
hypothesis that <1,000 persons were vaccinated per case.
gThe percentiles were calculated by fitting the data to a Gamma
distribution (values of parameters: = 0.25; = 58,400). The chi-square value
of the fit of the data to the distribution was 20.57 (p>0.01), the
Kolmogorov-Smirnov test value was 0.1262 (p>0.15), and the
Anderson-Darling test statistic was 0.3147 (p>0.15).
If one assumes 4,200 cases result from 100 index cases and
a combined quarantine and vaccination program (start day 30: Figure 6), and one
uses a median of 2,155 persons vaccinated per case (Table 4),
9,051,000 doses must be made available for use (4,200 x 2,155). The 95th,
90th, and 5th percentiles of this estimate are 29,404,200, 18,181,800, and
14,700, respectively. When the assumed number of persons infected per
infectious person is set at 2, the number of cases declines to 1,548 (start
on day 45: Table 2),
and 3,335,940 vaccine doses must be made available for use (2,155 x 1,548),
with 95th, 90th, and 5th percentiles of 10,837,548, 6,701,292, and 5,418,
respectively.
Discussion
The greatest simplification in building our model was the assumption that
the supply of susceptible persons was unlimited, so that any specified rate
of transmission would be sustained for at least 365 days. In reality, many
factors, such as existing immunity and behavior modifications by society
(e.g., voluntary or forced quarantine) could limit the supply of susceptible
persons, reducing the total number of cases in a 1-year period.
Supply of susceptible persons and assumed rate of transmission are the
most important variables influencing the total number of smallpox cases (Tables 1,2). Historically,
average transmission rates were well below three persons infected per
infectious person (Appendix I).
Variables that can affect the average rate of transmission of smallpox
include seasonality, group size, and type of contact ("face-to-face"
or "incidental;" see Appendix
I, Table 5). Our model does not explicitly allow for consideration of
such variables, and adjustments to transmission rate resulting from changes
in factors such as group size must be done externally to the model.
Another result of assuming an unlimited supply of susceptible persons is
that the impact of multiple releases does not "need" to be
explicitly modeled. That is, in our model it does not matter if the release
initially infects 100 persons who are standing shoulder to shoulder or are
each separated by 500 miles. The two variables that can be manipulated to act
as proxies for modeling the impact of multiple releases and geographically
diverse sites are the transmission rate and the day of the start of
interventions. For example, multiple releases may be assumed to result in a
lower average transmission rate. Simultaneously, such releases may cause
confusion among authorities, the public, and the media, resulting in delay in
starting effective interventions. Similarly, releases of smallpox among those
perhaps disinclined to interact with authorities (e.g., homeless persons) may
go undetected for longer periods of time, also resulting in delayed
interventions. We present results from our model of the effect of assuming
different transmission rates and start days for an intervention (Tables 1-3). The
net result of using these proxy variables to model potential scenarios is
that we probably overestimate the spread of disease and the numbers infected.
Nonetheless, we feel that the degree of overestimation will probably not
substantially affect the estimates for the total number of doses of vaccine
that should be stockpiled.
Another limitation of the model is that it does not explicitly answer the
question of how many persons (or what proportion of the population) need to
be vaccinated for the transmission rate to decline by, say, 33%. To answer
this question, we would need to know two pieces of information: first, what
percentage of the population is truly susceptible to smallpox and could
become infectious to others; and second, how would these susceptible persons
interact with those infected? (8)
Vaccination Alone or Combined with
Quarantine?
The results from the model demonstrate that it is theoretically possible
to completely halt the spread of smallpox by quarantine only (Figure 4; Tables 2,3). The level of
quarantine needed, however, may prove impossible to enforce. On the other
hand, historically, mass vaccinations alone did not always stop the
transmission of smallpox (7,8). Thus, relying solely on either intervention
would appear to be unwise, so that a combination of vaccination and
quarantine should be used.
Using quarantine has the benefit of lowering the level of effective
vaccination needed to stop transmission (Tables 2,3). Furthermore,
compared with a vaccination-only intervention, a combined quarantine and
vaccination campaign will produce fewer total cases and stop transmission
sooner (Table 3).
Depending on how vaccination is done, requiring a lower level of effective
vaccination could result in fewer vaccinations being administered. Given that
the smallpox vaccine occasionally has adverse effects, including death (7,8), any method that
reduces the number of vaccinations needed to halt transmission should be
examined for possible inclusion into a response plan.
Doses To Be Stockpiled
The number of estimated doses that must be stockpiled ranges from the 5th
percentile estimate of approximately 5,000 doses (assuming approximately
1,500 cases) to a 95th percentile of almost 30 million (assuming
approximately 4,200 cases). The latter estimate was generated by assuming an
average rate of transmission of three persons infected per infectious person.
This assumed level of transmission is well above historical average rates of
transmission (Appendix I).
Thus, allowing for factors such as vaccine wastage, stockpiling 40 million
doses as recommended by Henderson et al. (5) should be adequate.
Because the pool of smallpox-susceptible persons is now very large, the
rate of transmission may be much higher than historical averages, resulting
in more cases of smallpox and the need for more vaccine doses stockpiled. For
example, if a transmission rate of 5 is assumed and large-scale interventions
are started on day 45 postrelease, the 95th percentile of doses that should
be stockpiled is 140 million doses (mean 43 million doses; Tables 2,4). Similar
estimates are obtained if it is assumed that 1,000 persons are initially
infected (Tables 2,4). Further
supporting the argument for stockpiling >40 million doses is the idea that
there would be enormous public demand for vaccination in the event of an
outbreak.
Stockpiling a large number of doses of smallpox vaccine has three major
problems. Building a stockpile of 140 million doses might leave public health
officials without needed resources to prepare for and implement other
interventions, such as quarantine and public education. Second, a large stockpile
poses the problem of deciding how to use it. Investing in such a resource may
invite the conclusion that the only suitable response to a deliberate release
of smallpox would be a mass vaccination campaign, using as much of the
stockpile as possible. An enormous logistical problem would be associated
with rapidly vaccinating 140 million persons. Assuming 10 minutes per person
vaccinated (excluding patient waiting time), 23 million person-hours would be
required to vaccinate 140 million people. In 1947 in New York City it took
approximately 1 week to vaccinate 6 million people in response to an outbreak
with eight cases (1).
An additional problem with trying to mass-immunize >100 million people is
that, if a transmission rate of 5 is assumed, disease spread might be so
rapid as to "outrun" any mass vaccination attempt (Tables 1,2). The third
problem associated with a large stockpile of smallpox vaccine is that a large
number of side effects would be generated, including need for treatment with
vaccinia immunoglobulin and deaths as a result of adverse reactions (26). Between the demands
of vaccination and treatment of side effects, the health-care system would be
overburdened, to the detriment of treatment for any other disease or medical
emergency.
Policy Implications
The four most important policy implications from the model results are 1)
Delay in intervention will be costly, dramatically increasing the total
number of cases; 2) Postrelease intervention should be a combination of
quarantine and vaccination; 3) Planning requires not only an appreciation of
how many persons may be infected initially, but also an understanding of the
likely rate of transmission; and 4) a stockpile of approximately 40 million
doses of vaccine should be adequate.
Beyond stockpiling, adequate planning, preparation, and practice must be
carried out (36).
Such preparation must include training health-care workers to recognize a
case of smallpox and what to do if a case is diagnosed. Public health
authorities and policymakers need to make detailed plans that fully describe
how persons will be quarantined and how quarantine will be enforced. The
successful enforcement of quarantine requires political will, public acceptance,
and group discipline. Thus, a large part of the preparation for a public
health response to smallpox as a bioterrorist weapon must involve educating
policymakers and the public as to why quarantine is needed and why relying
solely on mass immunizations may not be the magic bullet that some might
hope.
Dr. Meltzer is senior health economist, National Center for Infectious
Diseases, Centers for Disease Control and Prevention. His research interests
focus on assessing the economics of public health interventions such as oral
raccoon rabies vaccine, Lyme disease vaccine, influenza vaccination among
healthy working adults, and the economics of planning, preparing and
practicing for the next influenza pandemic. He uses a variety of research
methodologies, including Monte Carlo models, Markov models, contingent
valuation (willingness-to-pay) surveys, and nonmonetary units such as
Disability Adjusted Life Years.
Address for correspondence: Martin I. Meltzer, Centers for Disease Control
and Prevention; Mailstop D-59; 1600 Clifton Rd., Atlanta, GA 30333, USA; fax:
404-371-5445; e-mail: qzm4@cdc.gov
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1. Others have suggested that the terms "preeruptive" or
"initial" are more descriptively accurate of this stage (6). However, because
"prodromal" is used in many standard textbooks (7,8,17), we will use
this term.
2. Prodromal rashes have been recorded, but they were considered to be
uncommon occurrences, ". . . not more than 1 in 10." (17).
3. The United States stopped routine vaccination of the civilian
population in 1972 (5).
In July 1998 in the United States, there were approximately 109.9 million
persons <30 years of age, representing 41% of the total resident
population (20). Most
of these people have not been vaccinated against smallpox. In addition, the
immunologic status of those who were vaccinated >30 years ago must be
considered. Historical data indicate that vaccination 20 to 30 years ago may
not protect against infection but will often protect against death (8,21). No reports,
however, define the probability of such persons' transmitting the disease to
susceptible persons. Faced with such uncertainty, we chose the simplest
approach of assuming an unlimited supply of susceptible persons.
4. At a 50% daily removal rate, a cohort of all those beginning the first
day of overt symptoms is entirely removed in 7 days (8 to 10 days
postincubation), with 90% removed in 4 days after they enter the overtly
symptomatic period. At a 25% daily removal rate, a cohort is entirely removed
17 days after entering the overtly symptomatic period (18 to 20 days
postincubation), with 90% removed in 9 days after entering the overtly
symptomatic period. The calculated numbers of those quarantined relate only
to those who are infectious (i.e., overtly symptomatic). The model does not
take into account those who might also be quarantined along with the
infectious persons, such as unvaccinated household contacts and other exposed
persons.
5. The number, severity, and cost of vaccine-induced side effects is the
subject for a separate paper.
6. Allowing 3 days for laboratory confirmation assumes that virus loads in
clinical specimens may be insufficient to allow use of rapid assays and
confirmation must await the results of a culture-based assay, which takes
approximately 72 hours. Rapid laboratory confirmation, within 24 hours, is
possible.
7. Even by reducing transmission from 3 to 2 persons per infectious person
and quarantining infectious persons at a rate of 25% per day, the number of
new cases at day 365 is 3, not zero (i.e., transmission is not quite
completely stopped) (Figure
6). For transmission to cease completely, vaccination must either achieve
a 38% reduction in transmission to 1.85 cases per infectious person (assuming
a daily quarantine rate of 25%), or quarantine must achieve a 29% daily
reduction in the number of infectious persons (assuming vaccination reduces
transmission by 33%).
8. Although there are some historical data regarding how infected persons
interacted and infected others, all such data were collected when
circumstances differed from those of today's societies, particularly with
regard to travel and spread of information. Although air and other modes of
mass travel were common before smallpox was eradicated, the numbers of
travelers and the total miles traveled have vastly increased in the past 30
years. Similarly, although mass media were well known and used in the 1960s
and 1970s, more outlets are available to spread information than ever before.
It is unknown how these and other changes could affect the spread of
smallpox.
ALL
INFORMATION, DATA, AND MATERIAL CONTAINED, PRESENTED, OR PROVIDED HERE IS FOR
GENERAL INFORMATION PURPOSES ONLY AND IS NOT TO BE CONSTRUED AS REFLECTING THE
KNOWLEDGE OR OPINIONS OF THE PUBLISHER, AND IS NOT TO BE CONSTRUED OR INTENDED
AS PROVIDING MEDICAL OR LEGAL ADVICE. THE DECISION WHETHER OR NOT TO
VACCINATE IS AN IMPORTANT AND COMPLEX ISSUE AND SHOULD BE MADE BY YOU, AND YOU
ALONE, IN CONSULTATION WITH YOUR HEALTH CARE PROVIDER.
"A foolish faith in authority is the worst enemy of truth."
-- Albert Einstein, letter to a friend, 1901
"I know of no safe depository of the ultimate powers of the society but the people themselves, and if we think them not enlightened enough to exercise control with a wholesome discretion, the remedy is not to take it from them, but to inform their discretion by education."
-- Thomas Jefferson, letter to William C. Jarvis, September 28, 1820
"What's the point of vaccination if it doesn't protect you from the unvaccinated?"
-- Sandy Gottstein
"Who gets to decide what the greater good is and how many will be sacrificed to it?"